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Cindy D (#14045)

Profile Contents

Cindy D - Finance Writer

Star Rating 5 Stars
Last Login 10/26/2016
Location Oakdale, MN
Education Doctorate

Summary of Finance Experience

Cindy spent 19 years working in financial services operations and compliance roles for broker-dealers, investment advisors and insurance companies, prior to going into private practice as an estate planning attorney.

As a Chief Compliance Officer for a federally-registered investment adviser, Cindy was responsible for assisting with the creation of, and the review and approval of, marketing and communications materials used by the firm and its representatives.